Investment Strategies
RGB Capital Group implements its' capital preservation and risk management philosophy through three different investment strategies. These strategies are available for both qualified (tax-deferred and tax-free) accounts, as well as non-qualified (taxable) brokerage accounts. We will be happy to discuss the objectives of each strategy and help you determine if one of these strategies may be right for you.
Account Minimum: $100,000
Core Strategy
Non-Qualified Objective: Strives to achieve maximum capital gains while maintaining volatility and risk significantly below that of the market. Investment approach is focused on capital preservation and reducing emphasis on risk management when market conditions are favorable. Margin is used at the discretion of RGB Capital Group to increase returns while maintaining below market volatility and risk. Cash is used to manage risk when necessary.
Qualified Objective: Strives to achieve maximum capital gains while maintaining volatility and risk significantly below that of the market. Investment approach is focused on capital preservation and reducing emphasis on risk management when market conditions are favorable. Cash is used to manage risk when necessary.
Balanced Strategy
Non-Qualified Objective: Strives to achieve maximum capital gains while maintaining below market volatility and risk. Investment approach is focused on capital preservation and reducing emphasis on risk management when market conditions are favorable. Investment manager has additional flexibility to increase focus on capital growth when he thinks it is warranted. Margin is used at the discretion of RGB Capital Group to increase returns while maintaining below market volatility and risk. Cash is used to manage risk when necessary.
Qualified Objective: Strives to achieve maximum capital gains while maintaining below market volatility and risk. Investment approach is focused on capital preservation and reducing emphasis on risk management when market conditions are favorable. Investment manager has additional flexibility to increase focus on capital growth when he thinks it is warranted. Cash is used to manage risk when necessary.
Flex+ Strategy
Objective: Strives to achieve capital appreciation during positive market environments, preserve capital during severely negative market cycles and reducing risk when market conditions are less certain. When market conditions warrant, the strategy will move to a leveraged equity position. This is a growth-oriented strategy designed for long-term investors.
Performance information for each of the strategies is available upon request. Please email Lois Bernstein at lois@rgbcapitalgroup.com.
In addition, RGB Capital Group offers existing clients the opportunity to open an account under the Small Account Strategy which is designed for accounts with less than $100,000. This is only available to clients who already established an account under one of the strategies described above. The Small Account Strategy is managed in a similar fashion to the Core Strategy and is available for non-qualified and qualified accounts..